Form D · Environmental Services
Northern Frontier Corp.
Calgary, A0 · CIK 0001619381
Offering snapshot reported Sep 12, 2014 · SEC filing
- Reported sold
- $461K Offering amount: $1.19M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 28, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 12, 2014 | Initial | $460,532 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $27.6K
- Finders' fees
- $0
- Form D file number
- 021-224628
(c) represents potential exercise price of warrants issued to U.S. purchaser; US$1.00=CAD$1.0857
Units, each consisting of one common share and one common share purchase warrant. Each warrant is exercisable at Cdn$3.40 through February 28, 2016.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GMP Securities L.P. | None | GMP Securities LLC · CRD 41025 |
| Acumen Capital Partners Limited | None | |
| M Partners Inc. | None | |
| Cormark Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
Source: Form D, filed Sep 12, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Monty R. Balderston | Executive |
| Don Basnett | Director |
| Darin R. Coutu | Director |
| Bradford N. Creswell | Director |
| Trevor Haynes | Director |
| Robert Hunt | Director |
| John R. Jacobs | Director |
| Edward J. Redmond | Director |
| Murray Shur | Director |
| Chris R. Yellowega | Director, Executive |
Issuer details
Industry: Environmental Services (See others in industry)
Address:
400, 435 4 Th Avenue S.W.
Calgary, A0, T2P 3A8
Calgary, A0, T2P 3A8