Form D · Other
NORTHERN EMPIRE RESOURCES CORP
Vancouver, A1 · CIK 0001628695
Offering snapshot reported Jun 13, 2017 · SEC filing
- Reported sold
- $6.38M Offering amount: $6.38M
- Investors reported
- 37 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 30, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2017 | Initial | $6,380,667 | No comparison | 37 | SEC filing |
| Dec 24, 2014 | Initial | $34,676 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $374K
- Finders' fees
- $0
- Form D file number
- 021-288665
Cdn$1.3469=US$1.00
Subscription receipts and underlying common shares
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
| Haywood Securities Inc. | None | Haywood Secrities (USA) Inc. · CRD 42072 |
| PI Financial Corporation | None | Cormark Securities (USA) Limited · CRD 101000 |
| GMP Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
Source: Form D, filed Jun 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael G. Allen | Director, Executive |
| Darryl Cardey | Director |
| Vivien Chuang | Executive |
| Adrian Fleming | Director |
| Doug Hurst | Director |
| James R Paterson | Director |
| Jim Paterson | Director |
| John Robins | Director |
| Jeffrey R. Sundar | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 1020, 800 West Pender Street
Vancouver, A1, V6C 2V6
Vancouver, A1, V6C 2V6