Form D · Other
NORTHERN DYNASTY MINERALS LTD
Vancouver, A1 · CIK 0001164771
Offering snapshot reported Dec 29, 2023 · SEC filing
- Reported sold
- $10.1M Offering amount: $10.1M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2023 | Initial | $10,096,000 | No comparison | 3 | SEC filing |
| Dec 26, 2023 | Initial | $117,000 | No comparison | 3 | SEC filing |
| May 22, 2020 | Initial | $292,500 | No comparison | 5 | SEC filing |
| Jan 22, 2020 | Initial | $733,000 | No comparison | 4 | SEC filing |
| Apr 4, 2019 | Initial | $200,000 | No comparison | 1 | SEC filing |
| Jan 25, 2019 | Amendment | $2,547,622 | $0vs Jan 4, 2019 | 4 | SEC filing |
| Jan 4, 2019 | Amendment | $2,547,622 | $0vs Jan 2, 2019 | 4 | SEC filing |
| Jan 2, 2019 | Initial | $2,547,622 | No comparison | 4 | SEC filing |
| Jul 13, 2016 | Initial | $38,867 | No comparison | 1 | SEC filing |
| Sep 15, 2015 | Initial | $2,239,959 | No comparison | 6 | SEC filing |
| Jan 14, 2015 | Initial | $6,999,157 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-501193
Total Offering Amount represents unsecured convertible promissory notes ("Notes") bearing an interest of 2% per annum. The Notes and accrued interest are convertible into common shares at $0.3557 per share, on or prior to maturity on December 18, 2033.
Source: Form D, filed Dec 29, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Doug Allen | Executive |
| Desmond Balakrishnan | Director |
| Adam Chodos | Executive |
| Thomas Collier | Executive |
| Scott D Cousens | Director |
| Steven A Decker | Director |
| Robert A Dickinson | Director |
| Gordon J Fretwell | Director |
| Siri C Genik | Director |
| Russell E Hallbauer | Director |
| Stephen Hodgson | Executive |
| Bruce Jenkins | Executive |
| B Gordon Keep | Director |
| Wayne Kirk | Director |
| David C Laing | Director |
| Sean Magee | Executive |
| Peters Mark | Executive |
| Christian Milau | Director |
| Peter Mitchell | Director |
| Mark Peters | Executive |
| Kenneth Pickering | Director |
| W Kenneth Pickering | Director |
| Ken Pickering | Director |
| Peter Robertson | Executive |
| Isabel Satra | Director |
| Marchand Snyman | Executive |
| Ronald W Thiessen | Director, Executive |
| Trevor Thomas | Executive |
| Mike Westerlund | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
14 Th Floor 1040 West Georgia Street
Vancouver, A1, V6E 4H8
Vancouver, A1, V6E 4H8