Form D · Commercial Banking
NORTHERN CALIFORNIA BANCORP INC
Monterey, CA · CIK 0001006820
Offering snapshot reported Nov 18, 2015 · SEC filing
- Reported sold
- $2.19M Offering amount: $2.19M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $40K Reported outside-investor minimum
- First sale
- Oct 30, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2015 | Initial | $2,186,000 | No comparison | 12 | SEC filing |
| Jun 4, 2015 | Initial | $1,250,000 | No comparison | 0 | SEC filing |
| Jun 4, 2015 | Initial | $50,000 | No comparison | 0 | SEC filing |
| Jun 3, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 18, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 26, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 9, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-251424
Source: Form D, filed Nov 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael C Anderson | Director |
| Mark A. Briant | Director |
| Charles T Chrietzberg | Director, Executive |
| Stephanie G Chrietzberg | Director |
| Sandra G Chrietzberg | Director |
| Charles T. Chrietzberg, Jr | Director, Executive |
| Peter J Coniglio | Director |
| Donald A Hartmann | Executive |
| Carla S. Hudson | Director |
| John Lotz | Director |
| Samuel D Mc Leod | Director |
| Bruce N Warner | Executive |
| Patricia D. Weber | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
601 Munras Avenue
Monterey, CA, 93940
Monterey, CA, 93940