Form D · Other Banking and Financial Services
NORTHERN BANCORP INC
Woburn, MA · CIK 0000814237
Offering snapshot reported Dec 2, 2020 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 39 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 24, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2020 | Initial | $40,000,000 | No comparison | 39 | SEC filing |
| Jan 16, 2020 | Initial | $52,250,000 | No comparison | 21 | SEC filing |
| Feb 2, 2016 | Initial | $25,000,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K
- Finders' fees
- $0
- Form D file number
- 021-381996
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Dec 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph M. Bellino | Director |
| Francis Kenney | Executive |
| John C. Martini | Director |
| James J. Mawn | Director, Executive |
| Mary Elizabeth Mawn Ferullo | Director |
| Alicia J. Mawn Mahlau | Director |
| Robert G. Naughton | Director |
| Fortunato Salvucci | Director |
| John W. Sullivan | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
275 Mishawum Road
Woburn, MA, 01801
Woburn, MA, 01801