Form D · Electric Utilities
NORTHEAST UTILITIES
Springfield, MA · CIK 0000072741
Offering snapshot reported Sep 17, 2013 · SEC filing
- Reported sold
- $740M Offering amount: $1.45B
- Investors reported
- 131 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 25, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,083,735,000 → $740,000,000
- Reported investors46 → 131
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2013 | Amendment | $740,000,000 | -$343,735,000vs Aug 2, 2012 | 131 | SEC filing |
| Aug 2, 2012 | Initial | $1,083,735,000 | No comparison | 46 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $435K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-182140
This is a continuous commercial paper program. The total amount offered represents the maximum authorized amount. As of the date of this filing $740,000,000 is outstanding under this program.
COMMERCIAL PAPER
Annualized estimate based on the total offering amount of the program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GOLDMAN, SACHS & CO. | 361 | |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | |
| J.P. MORGAN SECURITIES LLC | 79 |
Source: Form D, filed Sep 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard H. Booth | Director |
| Jay S. Buth | Executive |
| Gregory B. Butler | Executive |
| Christine M. Carmody | Executive |
| John S. Clarkeson | Director |
| Cotton M. Cleveland | Director |
| Sanford Cloud, Jr | Director |
| James S. Di Stasio | Director |
| Francis A. Doyle | Director |
| Charles K. Gifford | Director |
| James J. Judge | Executive |
| Paul A. La Camera | Director |
| Kenneth R. Leibler | Director |
| Thomas J. May | Director, Executive |
| David R. Mc Hale | Executive |
| Joseph R. Nolan, Jr. | Executive |
| Leon J. Olivier | Executive |
| Charles W. Shivery | Director |
| William C. Van Faasen | Director |
| Frederica M. Williams | Director |
| Dennis R. Wraase | Director |
Issuer details
Industry: Electric Utilities (See others in industry)
Address:Springfield, MA, 01105