Form D · Other Investment Fund
NORTHEAST-PTP SPV FUND IV (3(c)(1)), LP
New York, NY · CIK 0002013017
Offering snapshot reported May 26, 2026 · SEC filing
- Reported sold
- $28M Indefinite offering
- Investors reported
- 81 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 2, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 26, 2026 | Amendment | $28,044,000 | $0vs May 22, 2025 | 81 | SEC filing |
| May 22, 2025 | Amendment | $28,044,000 | $0vs May 21, 2024 | 81 | SEC filing |
| May 21, 2024 | Initial | $28,044,000 | No comparison | 81 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-513816
Source: Form D, filed May 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Filone | Executive |
| . North East Ptp Spv Fund Iv Gp, Llc | Executive |
| . Platform Technology Partners Llc D/B/A Northeast Private Wealth Management | Executive |
| Patrick Van Roten | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017