Form D · Commercial Banking
NORTHEAST BANCORP /ME/
Lewiston, ME · CIK 0000811831
Offering snapshot reported Jul 8, 2016 · SEC filing
- Reported sold
- $15.1M Offering amount: $15.1M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jun 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 8, 2016 | Initial | $15,050,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $452K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-266608
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler, O'Neill & Partners, L.P. | 23328 |
Source: Form D, filed Jul 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Botein | Director |
| Cheryl Dorsey | Director |
| Robert Glauber | Director |
| Peter Mc Clean | Director |
| John Orestis | Director |
| Brian Shaughnessy | Executive |
| David Tanner | Director |
| Judith Wallingford | Director |
| Richard Wayne | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
500 Canal Street
Lewiston, ME, 04240-6594
Lewiston, ME, 04240-6594