Form D · Other
Northann Corp.
Elk Grove, CA · CIK 0001923780
Offering snapshot reported Jun 30, 2023 · SEC filing
- Reported sold
- $500K Offering amount: $500K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 12, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 30, 2023 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $37.5K
- Finders' fees
- $0
- Form D file number
- 021-485759
The Company paid a cash fee and a non-accountable expense allowance equal to 7% and 0.5%, respectively, of the gross proceeds, and warrants to purchase 8,572 shares of common stock, exercisable at $4.20 for five years after issuance.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Univest Securities, LLC | 36105 |
Source: Form D, filed Jun 30, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lin Li | Director, Executive |
| Kurtis Weston Winn | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
9820 Dino Drive Suite 110
Elk Grove, CA, 95624
Elk Grove, CA, 95624