Form D · Commercial Banking

NORTH VALLEY BANCORP

Redding, CA · CIK 0000353191

Offering snapshot reported May 4, 2010 · SEC filing

Reported sold: $40M
Investors reported: 42
Minimum accepted: $1K
First sale: Apr 22, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 4, 2010	Initial	$40,000,000	No comparison	42	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $2M
Finders' fees: $0
Form D file number: 021-141480

40,000 shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series A, no par value, were sold at a price of $1,000 per share, as described in Form 8-K filed on April 22, 2010.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sandler O'Neill & Partners, L.P.	23328
Fig Partners LLC	41554

Source: Form D, filed May 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William W Cox	Director
Michael J Cushman	Director, Executive
Royce L Friesen	Director
Dante W Ghidinelli	Director
Leo J Graham	Executive
Kevin D Hartwick	Director
Roger B Kohlmeier	Director
Gary S Litzsinger	Executive
Scott R Louis	Executive
Martin A Mariani	Director
Roger D Nash	Executive
Dolores M Vellutini	Director
Kevin R Watson	Executive
James M Wells, Jr.	Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:

300 Park Marina Circle
Redding, CA, 96001