Form D · Other Banking and Financial Services
North Shore Financial Corp
Duluth, MN · CIK 0001821947
Offering snapshot reported Aug 21, 2020 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 39 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2020 | Initial | $15,000,000 | No comparison | 39 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $350K
- Finders' fees
- $0
- Form D file number
- 021-373796
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 |
Source: Form D, filed Aug 21, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Deb Amberg | Director |
| Jim Denney | Director |
| Matthew Gottwald | Executive |
| Joe Johnson | Executive |
| Kenneth Johnson | Director |
| Eric Johnson | Director |
| Douglas H. Lewis | Director |
| Frederick C. Lewis, Ii | Director, Executive |
| Lorraine Little | Director |
| Greg Sandbulte | Director |
| Matt Zelen | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
131 W. Superior St.
Duluth, MN, 55802
Duluth, MN, 55802