Form D · Hedge Fund

North Rock Fund, L.P.

Palm Beach Gardens, FL · CIK 0001630948

Offering snapshot reported May 27, 2026 · SEC filing

Reported sold: $1.28B
Investors reported: 1,127
Minimum accepted: $1M
First sale: Jan 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,163,586,330 → $1,277,630,411
Reported investors795 → 1,127
Minimum accepted$0 → $1,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 27, 2026	Amendment	$1,277,630,411	$114,044,081vs Jun 4, 2025	1,127	SEC filing
Jun 4, 2025	Amendment	$1,163,586,330	$0vs Feb 14, 2025	795	SEC filing
Feb 14, 2025	Amendment	$1,163,586,330	$819,323,915vs Feb 14, 2024	795	SEC filing
Feb 14, 2024	Amendment	$344,262,415	-$47,206,457vs Feb 14, 2023	346	SEC filing
Feb 14, 2023	Amendment	$391,468,872	$164,796,594vs Feb 15, 2022	235	SEC filing
Feb 15, 2022	Amendment	$226,672,278	$123,742,970vs Feb 12, 2021	258	SEC filing
Feb 12, 2021	Amendment	$102,929,308	$26,039,763vs Feb 14, 2020	80	SEC filing
Feb 14, 2020	Amendment	$76,889,545	$12,279,953vs Feb 15, 2019	57	SEC filing
Feb 15, 2019	Amendment	$64,609,592	$33,416,757vs Feb 15, 2018	41	SEC filing
Feb 15, 2018	Amendment	$31,192,835	$18,937,311vs Feb 18, 2016	23	SEC filing
Feb 15, 2017	Amendment	$37,961,832	$25,706,308vs Feb 18, 2016	18	SEC filing
Feb 18, 2016	Amendment	$12,255,524	$3,689,509vs Feb 20, 2015	15	SEC filing
Feb 20, 2015	Amendment	$8,566,015	$28,557vs Jan 16, 2015	12	SEC filing
Jan 16, 2015	Initial	$8,537,458	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.22M (estimated)
Finders' fees: $0
Form D file number: 021-232391

Sales commissions reflect estimated fees paid in calendar year 2025 and thereafter.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
JP Morgan Securities LLC	79
Raymond James and Associates, Inc.	705
CAIS Capital LLC	154512
Bradesco Investments Inc.	19453
Wells Fargo Clearing Service, LLC	19616
Raymond James Financial Services, Inc.	6694
Ashton Thomas Securities, LLC	16629

Source: Form D, filed May 27, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTH ROCK FUND, LP

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value: $1.34B
Beneficial owners: 747
ADV minimum commitment: $1M

Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States

Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No

Marketer ASHTON THOMAS SECURITIES, LLC ROCHESTER, New York, United States Related to adviser: No

Marketer BRADESCO INVESTMENTS INC. CORAL GABLES, Florida, United States Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer &PARTNERS NASHVILLE, Tennessee, United States Related to adviser: No

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: No

Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST PETERSBURG, Florida, United States Related to adviser: No

Marketer WELLS FARGO ADVISORS ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

ASHTON THOMAS SECURITIES, LLC
CRD 16629 · SEC 801-69225

BRADESCO INVESTMENTS INC.
CRD 19453 · SEC 8-37483

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

&PARTNERS
CRD 3767 · SEC 801-37145

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

WELLS FARGO ADVISORS
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS
CRD 19616 · SEC 801-37967

Filing source

Form ADV 2129487 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-2748150037

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Benjamin C. Browning	Executive
N/A Globe Op Financial Services Llc	Promoter
N/A Hfa Holdings Limited	Promoter
N/A N/A Lighthouse Investment Partners Llc	Promoter
N/A Lighthouse Investment Partners, Llc	Executive
N/A Lma Ireland	Promoter
Sean G. Mc Gould	Executive
N/A North Rock Capital Management, Llc	Executive
N/A N/A North Rock Fund, Limited	Promoter
N/A North Rock Master Fund, Limited	Promoter
N/A North Rock Spc	Promoter
J. Scott Perkins	Executive
Kelly R. Perkins	Executive
Robert P. Swan, Iii	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3801 Pga Blvd. Suite 604
Palm Beach Gardens, FL, 33410