Form D · Hedge Fund

North River Partners, L.P.

Boston, MA · CIK 0001006871

Offering snapshot reported Feb 21, 2025 · SEC filing

Reported sold
$989M
Indefinite offering
Investors reported
271
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 2, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$495M$989MMar 16, 2009: $494,456,750.00Mar 16, 2009Mar 16, 2010: $558,072,523.00Mar 17, 2011: $668,664,385.00Mar 15, 2012: $758,439,452.00Mar 4, 2013: $766,338,935.00Mar 3, 2014: $823,270,400.00Jan 23, 2015: $827,328,276.00Jan 22, 2016: $848,417,235.00Jul 14, 2016: $849,814,969.00Jul 14, 2017: $852,842,683.00Jul 13, 2018: $952,540,031.00Jul 15, 2019: $968,451,603.00Feb 24, 2020: $971,130,026.00Feb 24, 2021: $976,645,154.00Feb 24, 2022: $979,905,992.00Feb 23, 2023: $980,668,655.00Feb 23, 2024: $984,652,295.00Feb 21, 2025: $989,483,569.00Feb 21, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$984,652,295 → $989,483,569

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2025Amendment$989,483,569$4,831,274vs Feb 23, 2024271SEC filing
Feb 23, 2024Amendment$984,652,295$3,983,640vs Feb 23, 2023271SEC filing
Feb 23, 2023Amendment$980,668,655$762,663vs Feb 24, 2022271SEC filing
Feb 24, 2022Amendment$979,905,992$3,260,838vs Feb 24, 2021271SEC filing
Feb 24, 2021Amendment$976,645,154$5,515,128vs Feb 24, 2020268SEC filing
Feb 24, 2020Amendment$971,130,026$2,678,423vs Jul 15, 2019259SEC filing
Jul 15, 2019Amendment$968,451,603$15,911,572vs Jul 13, 2018256SEC filing
Jul 13, 2018Amendment$952,540,031$99,697,348vs Jul 14, 2017229SEC filing
Jul 14, 2017Amendment$852,842,683$3,027,714vs Jul 14, 2016228SEC filing
Jul 14, 2016Amendment$849,814,969$1,397,734vs Jan 22, 2016227SEC filing
Jan 22, 2016Amendment$848,417,235$21,088,959vs Jan 23, 2015226SEC filing
Jan 23, 2015Amendment$827,328,276$4,057,876vs Mar 3, 2014225SEC filing
Mar 3, 2014Amendment$823,270,400$56,931,465vs Mar 4, 2013224SEC filing
Mar 4, 2013Amendment$766,338,935$7,899,483vs Mar 15, 2012220SEC filing
Mar 15, 2012Amendment$758,439,452$89,775,067vs Mar 17, 2011220SEC filing
Mar 17, 2011Amendment$668,664,385$110,591,862vs Mar 16, 2010215SEC filing
Mar 16, 2010Amendment$558,072,523$63,615,773vs Mar 16, 2009212SEC filing
Mar 16, 2009Initial$494,456,750No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127874
Recipients listed in Item 12 (excluding WFD, but including, if applicable, employees of WFD) are paid an amount equal to a percentage of the management fee paid to the IM (or its affiliates) attributable to certain assets under management.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.000152768
Citigroup Global Markets Inc.000007059
Citi Private Advisory, LLC000153777

Source: Form D, filed Feb 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTH RIVER PARTNERS, L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$193M
Beneficial owners
41
ADV minimum commitment
$3M

Reported in Form ADV on Apr 23, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer CITI GLOBAL ALTERNATIVES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Prime broker BARCLAYS CAPITAL INC. BOSTON, Massachusetts, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

BOFA SECURITIES, INC.
SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

STATE STREET GLOBAL MARKETS, LLC
SEC 8-69862

UBS SECURITIES LLC
SEC 8-22651

CITI GLOBAL ALTERNATIVES, LLC
CRD 324457 · SEC 801-71561

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1982096 · Apr 23, 2025 · Schedule D 7.B.(1), fund 805-7222588491

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Bruno Director
Christopher G. Kirk Director
Gregory S. Konzal Executive
Neil A. Medugno Director
Susan G. O'connell Director
Phillip H. Perelmuter Director
Sara Lou Sherman Executive
Edward Steinborn Director
Brendan J. Swords Director
Perry M. Traquina Director
Wellington Alternative Investments Llc Executive
Wellington Hedge Management Llc Executive
Wellington Management Company Llp Executive
Wellington Management Investment, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wellington Alternative Investments Llc 280 Congress Street
Boston, MA, 02210