Form D · Hedge Fund

North Oak Absolute Return Fund, LP

New York, NY · CIK 0001459861

Offering snapshot reported Mar 13, 2013 · SEC filing

Reported sold
$45.6M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 30, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.8M$45.6MApr 9, 2009: $25,500,000.00Apr 9, 2009Apr 2, 2010: $26,680,000.00Apr 2, 2010Apr 1, 2011: $37,760,000.00Apr 1, 2011Apr 1, 2011: $37,760,000.00Mar 29, 2012: $40,070,000.00Mar 29, 2012Mar 13, 2013: $45,570,000.00Mar 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$40,070,000 → $45,570,000
  • Reported investors21 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2013Amendment$45,570,000$5,500,000vs Mar 29, 201225SEC filing
Mar 11, 2013Initial$45,570,000No comparison25SEC filing
Mar 29, 2012Amendment$40,070,000$2,310,000vs Apr 1, 201121SEC filing
Apr 1, 2011Amendment$37,760,000$0vs Apr 1, 20116SEC filing
Apr 1, 2011Amendment$37,760,000$11,080,000vs Apr 2, 20106SEC filing
Apr 2, 2010Amendment$26,680,000$1,180,000vs Apr 9, 20094SEC filing
Apr 9, 2009Initial$25,500,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130079

Source: Form D, filed Mar 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTH OAK ABSOLUTE RETURN FUND, LP

Investment adviser: NORTH OAK CAPITAL ADVISORS, LLC

Gross asset value
$95.1M
Beneficial owners
24
ADV minimum commitment
$0

Reported in Form ADV on Mar 15, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BUTTERFIELD, FULCRUM GROUP WATERLOO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & CO. ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 714342 · Mar 15, 2013 · Schedule D 7.B.(1), fund 805-9157749901

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen George Katchur Executive
N/A North Oak Gp, Llc Director, Promoter
David Allen Rockwell Executive
Austin Gregory Root Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 Park Avenue 21 St Floor
New York, NY, 10178