Form D · Private Equity Fund

North Haven Asia Alpha SMA, L.P.

New York, NY · CIK 0001896001

Offering snapshot reported Nov 29, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 29, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $106K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-422720

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Not Applicable	None	Lazard Asia Limited

Source: Form D, filed Nov 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTH HAVEN ASIA ALPHA SMA, L.P.

Investment adviser: MORGAN STANLEY PRIVATE EQUITY ASIA, INC.

Gross asset value: $82.4M
Beneficial owners: 6
ADV minimum commitment: $0

Reported in Form ADV on May 13, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CORPORATE SERVICES NEW YORK LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian CHINA MERCHANTS BANK SHANGHAI, China Related to adviser: No

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Custodian DBS INDIA MUMBAI, India Related to adviser: No

Custodian HSBC HONG KONG HONG KONG, Hong Kong Related to adviser: No

Custodian KGI SECURITIES SINGAPORE, Singapore Related to adviser: No

Custodian MEGA INTERNATIONAL COMMERCIAL BANK CO LTD TAIPEI, Taiwan, Republic of China Related to adviser: No

Custodian TAISHIN INTERNATIONAL BANK TAIPEI, Taiwan, Republic of China Related to adviser: No

Marketer LAZARD ASIA LIMITED SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 2105010 · May 13, 2026 · Schedule D 7.B.(1), fund 805-6123010573

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David N. Miller	Executive
Morgan Stanley Private Equity Asia V Gp Ont, L.P.	Promoter
Carlos Santiago	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1585 Broadway
New York, NY, 10036