Form D · Private Equity Fund
North Castle Partners V-A L.P.
Greenwich, CT · CIK 0001560174
Offering snapshot reported Jun 19, 2014 · SEC filing
- Reported sold
- $170M Offering amount: $250M
- Investors reported
- 143 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 16, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2014 | Amendment | $170,400,000 | $0vs May 27, 2014 | 143 | SEC filing |
| May 27, 2014 | Amendment | $170,400,000 | $95,250,000vs Oct 17, 2013 | 143 | SEC filing |
| Oct 17, 2013 | Amendment | $75,150,000 | $0vs Nov 27, 2012 | 110 | SEC filing |
| Nov 27, 2012 | Amendment | $75,150,000 | $25,975,000vs Oct 26, 2012 | 110 | SEC filing |
| Oct 26, 2012 | Initial | $49,175,000 | No comparison | 76 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $400K (estimated)
- Form D file number
- 021-186126
Total Offering Amount, Total Amount Sold, Total Remaining to be Sold - Together with all affiliates: North Castle Partners V, L.P., NCP GP V, L.P., and NCP GP V-A, L.P.
Together with all affiliates: North Castle Partners V, L.P., NCP GP V, L.P., and NCP GP V-A, L.P.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CMS Investment Resources, LLC | 10102 | CMS Investment Resources, LLC · CRD 10102 |
| Farrell Marsh & Co. | 31971 | Farrell Marsh & Co. · CRD 31971 |
Source: Form D, filed Jun 19, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTH CASTLE PARTNERS V-A, L.P.
Investment adviser: NORTH CASTLE PARTNERS, LLC
- Gross asset value
- $142K
- Beneficial owners
- 89
- ADV minimum commitment
- $1M
Reported in Form ADV on Apr 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
CITIZENS PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80
Filing source
Form ADV 2095438 · Apr 16, 2026 · Schedule D 7.B.(1), fund 805-2874637450
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles F Baird | Executive |
| Charles F Baird, Jr. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Greenwich, CT, 06830