Form D · Other
NORTH AMERICAN TUNGSTEN CORP LTD
Vancouver, A1 · CIK 0001322284
Offering snapshot reported Apr 6, 2011 · SEC filing
- Reported sold
- $3.1M Offering amount: $3.1M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 31, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2011 | Initial | $3,100,800 | No comparison | 4 | SEC filing |
| Nov 2, 2010 | Initial | $2,617,972 | No comparison | 4 | SEC filing |
| Nov 2, 2010 | Initial | $2,870,000 | No comparison | 12 | SEC filing |
| May 26, 2010 | Initial | $2,850,530 | No comparison | 8 | SEC filing |
| Nov 30, 2009 | Initial | $2,666,874 | No comparison | 14 | SEC filing |
| Aug 11, 2009 | Initial | $5,530,800 | No comparison | 4 | SEC filing |
| Oct 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 8, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 20, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 24, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $77.5K
- Finders' fees
- $0
- Form D file number
- 021-157888
Total offering amount and amount sold of Units in the U.S. under Rule 506 of Regulation D was CAD$3,000,000/USD$3,100,800 (4 investors) and outside the U.S. under Rule 903(b)(1) of Regulation S was CAD$8,500,000/USD$8,785,600 (approx. 86 investors).
Unit consists of 1 com. share and 1/2 of 1 com. share purchase warrant. Each warrant exercisable for 1 com. share at CAD$0.75 until 3/31/13. Each broker warrant issued to underwriters is exercisable for one broker unit at price of CAD$0.75 until 3/31/13.
For Rule 506 sales of Units, cash commission was CAD$30,000/USD$31,008 and value of broker warrants issued was CAD$45,000/USD$46,512. For sales comms. paid to underwriters on entire offering, see Issuer's 3/31/11 press release filed at www.sedar.com.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Apr 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Wales Collison | Director, Executive |
| Ronald Erickson | Director |
| Kurt Heikkila | Director |
| J. John Kalmet | Director |
| Allan Krasnick | Director |
| Stephen Martin Leahy | Director, Executive |
| Wayne Lenton | Director |
| Bryce Porter | Director |
| John Britton Reid | Director, Executive |
| Harold Schwenk | Executive |
| Christina Pauline Scott | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 1640 1188 West Georgia Street
Vancouver, A1, V6E 4A2
Vancouver, A1, V6E 4A2