Form D · Commercial Banking

North American Financial Holdings, Inc.

Wilmington, DE · CIK 0001479750

Offering snapshot reported Feb 4, 2010 · SEC filing

Reported sold
$137M
Offering amount: $137M
Investors reported
93
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 22, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$68.5M$137MJan 4, 2010: $105,786,960.00Jan 4, 2010Feb 4, 2010: $137,016,600.00Feb 4, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$105,786,960 → $137,016,600
  • Reported investors78 → 93

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2010Amendment$137,016,600$31,229,640vs Jan 4, 201093SEC filing
Jan 4, 2010Initial$105,786,960No comparison78SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$6.06M
Finders' fees
$0
Form D file number
021-137417
Placement fee paid to FBR Capital Markets & Co. Inc., a portion of which includes payment in the form of shares of the Company's Class A Common Stock.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FBR Capital Markets & Co.25027

Source: Form D, filed Feb 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard M. De Martini Director
Peter N. Foss Director
William A. Hodges Director
Christopher G. Marshall Executive
Marc D Oken Director
Kenneth A. Posner Executive
R. Bruce Singletary Executive
R. Eugene Taylor Director, Executive
Thomas Walker Iii Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
Corporation Trust Center 1209 Orange Street
Wilmington, DE, 19801