Form D · Hedge Fund

NORCAP PREMIUM PLUS FUND, L.P.

Dallas, TX · CIK 0001875798

Offering snapshot reported Oct 26, 2021 · SEC filing

Reported sold: $17.2M
Investors reported: 20
Minimum accepted: $500K
First sale: Jul 1, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2021	Initial	$17,195,400	No comparison	20	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $15K (estimated)
Form D file number: 021-418517

Source: Form D, filed Oct 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORCAP PREMIUM PLUS FUND, L.P.

Investment adviser: NORCAP INVESTMENT MANAGEMENT, L.P.

Gross asset value: $64.7M
Beneficial owners: 36
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian TEXAS REGIONAL BANK AUSTIN, Texas, United States Related to adviser: No

Marketer BLUE SAND SECURITIES LLC BETHESDA, Maryland, United States Related to adviser: No

Marketer LEO BROKERAGE, LLC BEDFORD, Texas, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker STONEX FINANCIAL INC. WINTER PARK, Florida, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

CHARLES SCHWAB & CO., INC.
SEC 8-16514

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

LEO BROKERAGE, LLC
CRD 109121 · SEC 8-53487

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Filing source

Form ADV 2060217 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9579422669

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Norcom	Director, Executive
James Bolton Walters	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Campbell Centre I 8350 N Central Expressway, Suite 725
Dallas, TX, 75206