Form D · Hedge Fund

Norcap FixedPlus Fund, L.P.

Dallas, TX · CIK 0001701509

Offering snapshot reported Feb 23, 2018 · SEC filing

Reported sold: $3.03M
Investors reported: 9
Minimum accepted: $1M
First sale: Feb 28, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,999,848 → $3,031,864
Reported investors5 → 9

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 23, 2018	Amendment	$3,031,864	$1,032,016vs Mar 27, 2017	9	SEC filing
Mar 27, 2017	Initial	$1,999,848	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $472
Form D file number: 021-283356

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Vestech Securities Inc	41409	Earle W. Evans III

Source: Form D, filed Feb 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORCAP FIXEDPLUS FUND LP

Investment adviser: NORCAP INVESTMENT MANAGEMENT, L.P.

Gross asset value: $2.92M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Apr 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1213465 · Apr 26, 2018 · Schedule D 7.B.(1), fund 805-7430033004

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Carl Y. Baggett	Executive
N/A Nor Cap Management, L.P.	Executive
David R. Norcom	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Campbell Centre 1 8350 N Central Expressway, Suite 1312
Dallas, TX, 75206