Form D · Hedge Fund

Norcap Alpha Fund, L.P.

Dallas, TX · CIK 0001706626

Offering snapshot reported May 15, 2017 · SEC filing

Reported sold: $767K
Investors reported: 5
Minimum accepted: $1M
First sale: Apr 30, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 15, 2017	Initial	$766,622	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-286784

Source: Form D, filed May 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORCAP ALPHA FUND LP

Investment adviser: NORCAP INVESTMENT MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Apr 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1213465 · Apr 26, 2018 · Schedule D 7.B.(1), fund 805-7265848339

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Carl Y. Baggett	Executive
N/A Nor Cap Management, L.P.	Executive
David R. Norcom	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Campbell Centre 1 8350 N Central Expressway, Suite 1312
Dallas, TX, 75206