Form D · Commercial Banking

NorCal Community Bancorp

Alameda, CA · CIK 0001402059

Offering snapshot reported Nov 23, 2010 · SEC filing

Reported sold
$7.45M
Offering amount: $7.45M
Investors reported
45
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 10, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 23, 2010Initial$7,450,000No comparison45SEC filing
May 30, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$383K (estimated)
Finders' fees
$0
Form D file number
021-150945
Common Stock
The amount listed above includes reimbursement of direct expenses and legal fees incurred in connection with the offering.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
FIG Partners, LLC41554

Source: Form D, filed Nov 23, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen G. Andrews Director, Executive
Eric C. Cross Director
James B. Davis Director, Executive
Michael G. Gorman Director
Kevin Kennedy Director
James L. Mc Kenna Director
Jeanette E. Reynolds Executive
Michael K. Roberts Executive
Joel Vuylsteke Director
P. Troy Williams Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
1701 Harbor Bay Parkway Suite 100
Alameda, CA, 94502