Form D · Commercial Banking
NorCal Community Bancorp
Alameda, CA · CIK 0001402059
Offering snapshot reported Nov 23, 2010 · SEC filing
- Reported sold
- $7.45M Offering amount: $7.45M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 10, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 23, 2010 | Initial | $7,450,000 | No comparison | 45 | SEC filing |
| May 30, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $383K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-150945
Common Stock
The amount listed above includes reimbursement of direct expenses and legal fees incurred in connection with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners, LLC | 41554 |
Source: Form D, filed Nov 23, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen G. Andrews | Director, Executive |
| Eric C. Cross | Director |
| James B. Davis | Director, Executive |
| Michael G. Gorman | Director |
| Kevin Kennedy | Director |
| James L. Mc Kenna | Director |
| Jeanette E. Reynolds | Executive |
| Michael K. Roberts | Executive |
| Joel Vuylsteke | Director |
| P. Troy Williams | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1701 Harbor Bay Parkway Suite 100
Alameda, CA, 94502
Alameda, CA, 94502