Form D · Other Investment Fund
Nokomis Preferred Investment Group, LLC
Walnut Creek, CA · CIK 0001800780
Offering snapshot reported Apr 10, 2020 · SEC filing
- Reported sold
- $5K Offering amount: $5K
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 10, 2020 | Initial | $5,000 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-364743
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Apr 10, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| F. Michael Heffernan | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1350 Carlback Avenue
Walnut Creek, CA, 94596
Walnut Creek, CA, 94596