Form D · Hospitals and Physicians
Nobilis Health Corp.
Houston, TX · CIK 0001409916
Offering snapshot reported May 27, 2015 · SEC filing
- Reported sold
- $106K Offering amount: $174K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 13, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 27, 2015 | Initial | $105,996 | No comparison | 1 | SEC filing |
| Feb 6, 2015 | Amendment | $2,554,819 | $0vs Feb 5, 2015 | 2 | SEC filing |
| Feb 5, 2015 | Amendment | $2,554,819 | $0vs Oct 8, 2014 | 2 | SEC filing |
| Oct 8, 2014 | Initial | $2,554,819 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.57K
- Finders' fees
- $0
- Form D file number
- 021-240588
Each treasury unit consists of 1/2 common share and 1/2 common share purchase warrant with a full warrant exercisable for 1 common share at C$11.50 until May 13, 2017.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mackie Research USA Inc. | 39670 | |
| PI Financial (US) Corp. | 127404 |
Source: Form D, filed May 27, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andy Chen | Executive |
| Harry Fleming | Director, Executive |
| Thomas Foster | Director |
| Richard Ganley | Director |
| Donald Kramer | Director, Executive |
| Chris Lloyd | Executive |
| Matthew Maruca | Executive |
| Steven Ozonian | Director |
| Jennifer Pfahler | Director |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:
4120 Southwest Freeway Suite 150
Houston, TX, 77027
Houston, TX, 77027