Form D · Commercial

NLG III PPO LLC

Houston, TX · CIK 0001880684

Offering snapshot reported Sep 29, 2021 · SEC filing

Reported sold
$21.7M
Offering amount: $44.8M
Investors reported
19
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 26, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.8M$21.7MAug 30, 2021: $2,750,000.00Aug 30, 2021Sep 29, 2021: $21,690,000.00Sep 29, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,750,000 → $21,690,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2021Amendment$21,690,000$18,940,000vs Aug 30, 202119SEC filing
Aug 30, 2021Initial$2,750,000No comparison19SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.13M
Finders' fees
$0
Form D file number
021-411663

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Hines Securities Inc128145
CAMBRIDGE INVESTMENT RESEARCH, INC.39543
Corecap Investments LLC37068
DFPG Investments LLC155576
INDPENDENT FINANCIAL GROUP LLC7717

Source: Form D, filed Sep 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Trent Acuff Executive
Apple Comunale Executive
Douglas W. Donovan Executive
Austin Drake Executive
Jeffrey C Hines Executive
Christopher D. Hughes Executive
Ken Jett Executive
C. Hastings Johnson Executive
Nlg Iii Ppo Llc Executive
Steve Luthman Executive
Keith Montgomery Executive
Lisa Newton Executive
Robert Pfefferle Executive
C. Kevin Shannahan Executive
David Steinbach Executive
Mary Trevino Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
2800 Post Oak Boulevard Suite 5000
Houston, TX, 77056