Form D · Other Banking and Financial Services
NLFC Holdings Corp.
Ponte Vedra, FL · CIK 0001484458
Offering snapshot reported Jun 3, 2016 · SEC filing
- Reported sold
- $9M Offering amount: $9M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 31, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 3, 2016 | Initial | $9,000,000 | No comparison | 8 | SEC filing |
| Apr 22, 2016 | Initial | $113,994 | No comparison | 5 | SEC filing |
| Oct 5, 2012 | Initial | $11,250,689 | No comparison | 12 | SEC filing |
| Feb 18, 2010 | Initial | $6,000,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-264326
Source: Form D, filed Jun 3, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Larry Hartman | Director |
| Avi Korn | Director |
| Allen S. Moseley | Director |
| Richard Pfaltzgraff | Executive |
| Brad Schwartz | Director |
| Gary Shivers | Director, Executive |
| Laura Shivers | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
814 North Highway A1 A Suite 205
Ponte Vedra, FL, 32082
Ponte Vedra, FL, 32082