Form D · Other Investment Fund

NITTANY LION FUND LLC

University Park, PA · CIK 0001305085

Offering snapshot reported May 10, 2019 · SEC filing

Reported sold
$4.28M
Indefinite offering
Investors reported
78
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.14M$4.28MJan 7, 2013: $895,000.00Jan 7, 2013Jan 3, 2014: $1,240,000.00Dec 29, 2016: $4,275,000.00Dec 29, 2016May 10, 2019: $4,275,000.00May 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors77 → 78

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2019Amendment$4,275,000$0vs Dec 29, 201678SEC filing
Dec 29, 2016Amendment$4,275,000$3,380,000vs Jan 7, 201377SEC filing
Jan 3, 2014Amendment$1,240,000$345,000vs Jan 7, 201325SEC filing
Jan 7, 2013Initial$895,000No comparison17SEC filing
Apr 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-189628

Source: Form D, filed May 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Patrick Brandau Director
David E. Branigan Director
Sonali Dalal Director
Blake Gall Director
David J. Gray Executive
Edward J. Hintz, Jr. Director
Dr. William Kracaw Executive
Charles S. Lipson Director
Arthur D. Miltenberger Director
John Pomeroy Director
J. David Rogers Director
Charles H. Whiteman Executive
J. Randall Woolridge Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Smeal College Of Business Administration Business Administration I
University Park, PA, 16802-3003