Form D · Other Investment Fund
NIS Small Cap Equity Fund, LLC
Milwaukee, WI · CIK 0001687402
Offering snapshot reported Nov 12, 2020 · SEC filing
- Reported sold
- $2.12M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 12, 2020 | Amendment | $2,119,092 | $0vs Nov 13, 2019 | 3 | SEC filing |
| Nov 13, 2019 | Amendment | $2,119,092 | $0vs Nov 16, 2018 | 3 | SEC filing |
| Nov 16, 2018 | Amendment | $2,119,092 | No comparison | 3 | SEC filing |
| Nov 17, 2017 | Amendment | $1,439,092 | $0vs Nov 23, 2016 | 1 | SEC filing |
| Nov 23, 2016 | Initial | $1,439,092 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-275060
limited liability company interests
Source: Form D, filed Nov 12, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NIS SMALL/MID CAP VALUE EQUITY FUND, LLC
Investment adviser: NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
- Gross asset value
- $2.79M
- Beneficial owners
- 4
- ADV minimum commitment
- $1M
Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BAKER TILLY
PCAOB 23
Filing source
Form ADV 1436018 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-7686491695
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Brooks | Director, Executive |
| Larry H. Haslee | Executive |
| Bartlett J. Mc Cartin | Director, Executive |
| N/A N/A National Investment Services, Inc. | Executive, Promoter |
| N/A N/A National Investment Services Of America, Llc | Executive, Promoter |
| Norman E. Sidler | Director, Executive |
| Scott O. Van Lith | Director, Executive |
| Kent J. White | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202