Form D · Other Investment Fund
NIS Short Duration High Yield Fund, LLC
Milwaukee, WI · CIK 0001573178
Offering snapshot reported Oct 22, 2026 · SEC filing
- Reported sold
- $72.9M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 15, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$66,860,000 → $72,855,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 22, 2026 | Amendment | $72,855,000 | $5,995,000vs Oct 23, 2025 | 4 | SEC filing |
| Oct 23, 2025 | Amendment | $66,860,000 | $1,170,000vs Oct 31, 2024 | 4 | SEC filing |
| Oct 31, 2024 | Amendment | $65,690,000 | $3,230,000vs Nov 1, 2023 | 4 | SEC filing |
| Nov 1, 2023 | Amendment | $62,460,000 | $235,000vs Nov 3, 2022 | 4 | SEC filing |
| Nov 3, 2022 | Amendment | $62,225,000 | $575,000vs Nov 5, 2021 | 4 | SEC filing |
| Nov 5, 2021 | Amendment | $61,650,000 | $4,195,000vs Nov 12, 2020 | 4 | SEC filing |
| Nov 12, 2020 | Amendment | $57,455,000 | $6,880,000vs Nov 13, 2019 | 3 | SEC filing |
| Nov 13, 2019 | Amendment | $50,575,000 | $5,810,000vs Nov 16, 2018 | 3 | SEC filing |
| Nov 16, 2018 | Amendment | $44,765,000 | No comparison | 3 | SEC filing |
| Nov 20, 2017 | Amendment | $29,140,000 | $2,390,000vs Apr 6, 2016 | 3 | SEC filing |
| Apr 6, 2016 | Amendment | $26,750,000 | $16,750,000vs Dec 3, 2014 | 2 | SEC filing |
| Dec 3, 2014 | Amendment | $10,000,000 | $0vs Dec 4, 2013 | 1 | SEC filing |
| Dec 4, 2013 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-207359
limited liability company interests
Source: Form D, filed Oct 22, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NIS SHORT DURATION HIGH YIELD FUND, LLC
Investment adviser: NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
- Gross asset value
- $47.9M
- Beneficial owners
- 4
- ADV minimum commitment
- $1M
Reported in Form ADV on May 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BAKER TILLY
PCAOB 23
Filing source
Form ADV 2101983 · May 1, 2026 · Schedule D 7.B.(1), fund 805-8009436311
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Brooks | Director, Executive |
| Larry H. Haslee | Executive |
| Bartlett J. Mc Cartin | Director, Executive |
| Bartlett Joseph Mc Cartin Iii | Director, Executive |
| N/A N/A National Investment Services, Inc. | Executive, Promoter |
| N/A N/A National Investment Services Of America, Llc | Executive, Promoter |
| Norman E. Sidler | Director, Executive |
| Scott O. Van Lith | Executive |
| Kent J. White | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202