Form D · Hedge Fund
Nineteen77 US Equities Long/Short Select Ltd
Grand Cayman, E9 · CIK 0001618845
Offering snapshot reported Jul 12, 2017 · SEC filing
- Reported sold
- $3.62M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2017 | Amendment | $3,615,000 | $0vs Oct 26, 2016 | 5 | SEC filing |
| Oct 26, 2016 | Amendment | $3,615,000 | $1,365,000vs Oct 26, 2015 | 5 | SEC filing |
| Oct 26, 2015 | Amendment | $2,250,000 | $2,000,000vs Oct 24, 2014 | 2 | SEC filing |
| Oct 24, 2014 | Amendment | $250,000 | $0vs Sep 23, 2014 | 1 | SEC filing |
| Sep 23, 2014 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $55K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-225127
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 | |
| UBS Asset Management (US) Inc. | 583 |
Source: Form D, filed Jul 12, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Benevento | Executive |
| Philip Dickie | Director |
| John A. Fraser | Director |
| George Halaby | Director |
| Darren Stainrod | Director |
| Jennifer Thomson | Director |
| N/A Ubs O'connor Llc | Promoter |
| William E.J. Walmsley | Director |
| Joseph C. Workman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104