Form D · Hedge Fund

Nineteen77 US Equities Long/Short Select Ltd

Grand Cayman, E9 · CIK 0001618845

Offering snapshot reported Jul 12, 2017 · SEC filing

Reported sold
$3.62M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.81M$3.62MSep 23, 2014: $250,000.00Sep 23, 2014Oct 24, 2014: $250,000.00Oct 26, 2015: $2,250,000.00Oct 26, 2015Oct 26, 2016: $3,615,000.00Oct 26, 2016Jul 12, 2017: $3,615,000.00Jul 12, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 12, 2017Amendment$3,615,000$0vs Oct 26, 20165SEC filing
Oct 26, 2016Amendment$3,615,000$1,365,000vs Oct 26, 20155SEC filing
Oct 26, 2015Amendment$2,250,000$2,000,000vs Oct 24, 20142SEC filing
Oct 24, 2014Amendment$250,000$0vs Sep 23, 20141SEC filing
Sep 23, 2014Initial$250,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$55K (estimated)
Finders' fees
$0
Form D file number
021-225127
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S).

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
UBS Asset Management (US) Inc.583

Source: Form D, filed Jul 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Benevento Executive
Philip Dickie Director
John A. Fraser Director
George Halaby Director
Darren Stainrod Director
Jennifer Thomson Director
N/A Ubs O'connor Llc Promoter
William E.J. Walmsley Director
Joseph C. Workman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104