Form D · Hedge Fund
Nineteen77 US Equities Long/Short Select LLC
Chicago, IL · CIK 0001562552
Offering snapshot reported Jul 12, 2017 · SEC filing
- Reported sold
- $24.5M Indefinite offering
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Nov 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$24,376,458 → $24,526,458
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2017 | Amendment | $24,526,458 | $150,000vs Dec 12, 2016 | 40 | SEC filing |
| Dec 12, 2016 | Amendment | $24,376,458 | $4,305,000vs Dec 11, 2015 | 40 | SEC filing |
| Dec 11, 2015 | Amendment | $20,071,458 | $4,300,000vs Dec 11, 2014 | 32 | SEC filing |
| Dec 11, 2014 | Amendment | $15,771,458 | $0vs Nov 19, 2014 | 24 | SEC filing |
| Nov 19, 2014 | Amendment | $15,771,458 | $8,921,458vs Nov 20, 2013 | 24 | SEC filing |
| Nov 20, 2013 | Amendment | $6,850,000 | $3,850,000vs Nov 19, 2012 | 8 | SEC filing |
| Nov 19, 2012 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $340K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-187232
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 | |
| UBS Asset Management (US) Inc. | 583 |
Source: Form D, filed Jul 12, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
Investment adviser: UBS OCONNOR LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 20, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1113774 · Jun 20, 2017 · Schedule D 7.B.(1), fund 805-7278802680
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip Dickie | Director |
| William J. Ferri | Director |
| George Halaby | Director |
| N/A Ubs O'connor Llc | Promoter |
| William E.J. Walmsley | Director |
| Joseph C. Workman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606