Form D · Hedge Fund
Nineteen77 Global Fundamental Market Neutral Long/Short Ltd
Grand Cayman, E9 · CIK 0001403973
Offering snapshot reported Mar 1, 2021 · SEC filing
- Reported sold
- $1.16B Indefinite offering
- Investors reported
- 65 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 1, 2021 | Amendment | $1,163,227,679 | $0vs Feb 28, 2020 | 65 | SEC filing |
| Feb 28, 2020 | Amendment | $1,163,227,679 | $0vs Mar 1, 2019 | 65 | SEC filing |
| Mar 1, 2019 | Amendment | $1,163,227,679 | $0vs Jul 12, 2018 | 65 | SEC filing |
| Jul 12, 2018 | Amendment | $1,163,227,679 | $0vs Jul 12, 2017 | 65 | SEC filing |
| Jul 12, 2017 | Amendment | $1,163,227,679 | $0vs Apr 5, 2017 | 65 | SEC filing |
| Apr 5, 2017 | Amendment | $1,163,227,679 | $0vs Apr 7, 2016 | 65 | SEC filing |
| Apr 7, 2016 | Amendment | $1,163,227,679 | $0vs Apr 7, 2015 | 65 | SEC filing |
| Apr 7, 2015 | Amendment | $1,163,227,679 | $0vs Apr 2, 2015 | 65 | SEC filing |
| Apr 2, 2015 | Amendment | $1,163,227,679 | $0vs Apr 17, 2014 | 65 | SEC filing |
| Apr 17, 2014 | Amendment | $1,163,227,679 | -$50,000vs Mar 14, 2014 | 65 | SEC filing |
| Mar 14, 2014 | Amendment | $1,163,277,679 | $1,046,949,910vs Mar 14, 2013 | 65 | SEC filing |
| Mar 14, 2013 | Amendment | $116,327,769 | -$1,030,999,910vs Mar 14, 2012 | 65 | SEC filing |
| Mar 14, 2012 | Amendment | $1,147,327,679 | $182,479,978vs Mar 11, 2011 | 63 | SEC filing |
| Mar 11, 2011 | Amendment | $964,847,701 | $361,281,559vs Mar 12, 2010 | 60 | SEC filing |
| Mar 12, 2010 | Amendment | $603,566,142 | No comparison | 37 | SEC filing |
| Mar 10, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.11M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-104874
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 | |
| UBS Asset Management (US) Inc. | 583 | |
| UBS Asset Management (Americas) Inc. | 106838 |
Source: Form D, filed Mar 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Connor Burke | Executive |
| Phillip Dickie | Director |
| Philip Dickie | Director |
| Richard E. Douglas | Director |
| William J. Ferri | Director |
| George Halaby | Director |
| Darren Stainrod | Director |
| Jennifer Thomson | Director |
| N/A Ubs O'connor Llc | Executive |
| Ubs O'connor Llc | Executive |
| Ubs O'connor Llc Ubs O'connor Llc | Executive |
| William E.J. Walmsley | Director |
| Joseph C. Workman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104