Form D · Hedge Fund
Nineteen77 Environmental Focus Fund (Delaware) LLC
Chicago, IL · CIK 0001814879
Offering snapshot reported Apr 7, 2022 · SEC filing
- Reported sold
- $162M Indefinite offering
- Investors reported
- 304 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Oct 27, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$20,550,000 → $161,553,377
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2022 | Amendment | $161,553,377 | $141,003,377vs Apr 7, 2021 | 304 | SEC filing |
| Apr 7, 2021 | Amendment | $20,550,000 | No comparison | Not reported | SEC filing |
| Apr 2, 2021 | Initial | $20,550,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $422K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-394582
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 |
Source: Form D, filed Apr 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
Investment adviser: UBS OCONNOR LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Feb 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1810288 · Feb 22, 2024 · Schedule D 7.B.(1), fund 805-1559019013
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Connor Burke | Executive |
| George Halaby | Director |
| Cassandra Powell | Director |
| Darren Stainrod | Director |
| N/A Ubs O'connor Llc | Promoter |
| William E.J. Walmsley | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606