Form D · Other Real Estate
NINE, DST
Aliso Viejo, CA · CIK 0001788353
Offering snapshot reported Sep 17, 2019 · SEC filing
- Reported sold
- $8.9M Offering amount: $14.4M
- Investors reported
- 52 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2019 | Initial | $8,899,577 | No comparison | 52 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.29M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-348972
BENEFICIAL INTERESTS IN DELAWARE STATUTORY TRUST REFLECTING BENEFICIAL INTEREST IN REAL ESTATE.
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EMERSON EQUITY LLC | 130032 | EMERSON EQUITY LLC · CRD 130032 |
| MATTHEW COPLEY | 6247665 | COPLEY FINANCIAL GROUP, INC. · CRD 283070 |
| CHAY THOMAS LAPIN | 6275140 | WEALTHFORGE SECURITIES, LLC · CRD 152550 |
| ROBERT BOGGESS | 5007422 | GREAT POINT CAPITAL LLC · CRD 114203 |
| EDWARD ERIC FERNANDEZ | 2956661 | CAPULENT · CRD 155155 |
| FRANK PISCITELLI | 6935623 | LIGHTPATH CAPITAL, INC · CRD 34617 |
| ELIZABETH LEARNED FRIANT | 2122446 | WEALTHFORGE SECURITIES, LLC · CRD 152550 |
| LESLIE MARGARET PAPPAS | 1735372 | LIGHTPATH CAPITAL, INC · CRD 34617 |
| BOBBY KYLE COWAND | 2317710 | COASTAL EQUITIES, INC. · CRD 23769 |
Source: Form D, filed Sep 17, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tanya Muro | Executive, Promoter |
| Brian Nelson | Executive, Promoter |
| Blake Wettengel | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
130 Vantis Drive, Suite 160
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656