Form D · Other Investment Fund
Nine Chapters Systematic US Fund LLC
Short Hills, NJ · CIK 0001564635
Offering snapshot reported Dec 23, 2015 · SEC filing
- Reported sold
- $42.9M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Dec 3, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$42,237,000 → $42,937,000
- Reported investors10 → 12
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2015 | Amendment | $42,937,000 | $700,000vs Dec 23, 2014 | 12 | SEC filing |
| Dec 23, 2014 | Amendment | $42,237,000 | $3,200,000vs Dec 23, 2013 | 10 | SEC filing |
| Dec 23, 2013 | Amendment | $39,037,000 | $12,807,000vs Dec 21, 2012 | 10 | SEC filing |
| Dec 21, 2012 | Initial | $26,230,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-188792
Source: Form D, filed Dec 23, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NINE CHAPTERS SYSTEMATIC US FUND LLC
Investment adviser: NINE CHAPTERS CAPITAL MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 983407 · Mar 10, 2016 · Schedule D 7.B.(1), fund 805-2049047459
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laura K. Arnold | Executive |
| Chao Ku | Executive |
| Peter J. Myers | Executive |
| N/A Nine Chapters Capital Gp, Llc | Promoter |
| N/A Nine Chapters Capital Management, Llc | Executive |
| Xiaoyu (Kevin) Yang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Short Hills, NJ, 07078