Form D · Other Investment Fund

Nikko AM World Bank Green Fund, a sub-fund of Nikko AM Global Umbrella Fund

Luxembourg, N4 · CIK 0001492820

Offering snapshot reported Sep 20, 2013 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 4, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MApr 5, 2012: $2,000,000.00Apr 5, 2012Sep 20, 2013: $5,000,000.00Sep 20, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,000,000 → $5,000,000
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 20, 2013Amendment$5,000,000$3,000,000vs Apr 5, 20123SEC filing
Apr 5, 2012Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176214

Source: Form D, filed Sep 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Access Alpha Worldwide Llc Promoter
Stuart Kinnersley Director
Michael Mulholland Executive
N/A Nikko Asset Management Luxembourg S.A. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 8 Avenue Charles De Gaulle Bp.403
Luxembourg, N4, L-2014