Form D · Pooled Investment Fund
Nicola High Yield Bond Fund
Vancouver, A1 · CIK 0001854982
Offering snapshot reported Apr 15, 2021 · SEC filing
- Reported sold
- $112K Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2021 | Initial | $111,535 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-396085
Source: Form D, filed Apr 15, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Heather Claridge | Executive |
| Jamie Duncan | Executive |
| Rob Edel | Executive |
| Vanessa Flockton | Executive |
| Mark Hannah | Executive |
| John Nicola | Executive |
| N/A Nicola Wealth Management Ltd. | Promoter |
| Bijal Patel | Executive |
| Danielle Skipp | Executive |
| David Sung | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Nicola Wealth Management Ltd. 1508 West Broadway, 5th Floor
Vancouver, A1, V6J 1W8
Vancouver, A1, V6J 1W8