Form D · REITS and Finance
NIC OTC LLC
New York, NY · CIK 0001695860
Offering snapshot reported Jan 31, 2017 · SEC filing
- Reported sold
- $110K Offering amount: $110K
- Investors reported
- 110 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 27, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 31, 2017 | Initial | $110,000 | No comparison | 110 | SEC filing |
| Jan 31, 2017 | Amendment | $110,000 | $0vs Jan 31, 2017 | 110 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.5K
- Finders' fees
- $0
- Form D file number
- 021-279658
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Iroquois Capital Advisors, LLC | 145235 |
Source: Form D, filed Jan 31, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence A. Goodfield, Jr. | Executive |
| Drive Shack Inc. | Promoter |
| Nic Sf Llc | Promoter |
| Sarah L. Watterson | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:New York, NY, 10105