Form D · Other Investment Fund

Niagara Plus Income (Tax Exempt) Feeder LP

San Mateo, CA · CIK 0001811381

Offering snapshot reported May 19, 2022 · SEC filing

Reported sold
$2.1M
Offering amount: $40M
Investors reported
24
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 6, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.05M$2.1MMay 8, 2020May 20, 2021: $284,440.00May 20, 2021May 19, 2022: $2,098,403.00May 19, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$284,440 → $2,098,403
  • Reported investors5 → 24

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 19, 2022Amendment$2,098,403$1,813,963vs May 20, 202124SEC filing
May 20, 2021Amendment$284,440No comparison5SEC filing
May 8, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$4M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-366539
The Fund Manager reserves the right to accept additional subscriptions of units of up to $10 million.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Salomon Whitney LLC145012

Source: Form D, filed May 19, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard De Silva Promoter
Patrick Feeney Director
Margret Hardardottir Director
N/A Lateral Investment Management, Llc Promoter
N/A Niagara Plus Advisors, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 S El Camino Real Ste 1100
San Mateo, CA, 94402