Form D · Other Investment Fund

Niagara Plus Income Fund LP

San Mateo, CA · CIK 0001802349

Offering snapshot reported May 19, 2022 · SEC filing

Reported sold: $4.83M
Investors reported: 47
Minimum accepted: $100K
First sale: May 26, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,550,000 → $4,827,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 19, 2022	Amendment	$4,827,000	$3,277,000vs May 20, 2021	47	SEC filing
May 20, 2021	Amendment	$1,550,000	No comparison	Not reported	SEC filing
Feb 5, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $4M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-359814

The Fund Manager reserves the right to accept additional subscriptions of units of up to $10 million.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Salomon Whitney LLC	145012

Source: Form D, filed May 19, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NIAGARA PLUS INCOME FUND, LP

Investment adviser: LATERAL INVESTMENT MANAGEMENT, LLC

Gross asset value: $460K
Beneficial owners: 71
ADV minimum commitment: $100K

Reported in Form ADV on Jun 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SOCIUM FUND SERVICES LLC SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2106328 · Jun 26, 2026 · Schedule D 7.B.(1), fund 805-9770471196

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard De Silva	Promoter
Patrick Feeney	Director
Margret Hardardottir	Director
N/A Lateral Investment Management, Llc	Promoter
N/A Niagara Plus Advisors, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

400 S El Camino Real Ste 1100
San Mateo, CA, 94402