Form D · Other Investment Fund

NGA Institutional LIBOR Fund Ltd

Grand Cayman, E9 · CIK 0001504733

Offering snapshot reported Nov 13, 2015 · SEC filing

Reported sold
$64.5M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 31, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.3M$64.5MNov 9, 2010: $55,000,000.00Nov 9, 2010Nov 15, 2011: $64,500,000.00Nov 15, 2011Nov 15, 2012: $64,500,000.00Nov 15, 2012Nov 14, 2013: $64,500,000.00Nov 14, 2013Nov 14, 2014: $64,500,000.00Nov 14, 2014Nov 13, 2015: $64,500,000.00Nov 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$0 → $1,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2015Amendment$64,500,000$0vs Nov 14, 20144SEC filing
Nov 14, 2014Amendment$64,500,000$0vs Nov 14, 20134SEC filing
Nov 14, 2013Amendment$64,500,000$0vs Nov 15, 20124SEC filing
Nov 15, 2012Amendment$64,500,000$0vs Nov 15, 20114SEC filing
Nov 15, 2011Amendment$64,500,000$9,500,000vs Nov 9, 20104SEC filing
Nov 9, 2010Initial$55,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150228

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Nomura Securities International, Inc.4297

Source: Form D, filed Nov 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hiromichi Aoki Director
Ian Goodall Director
Yutaka Itabashi Director
Hiroyuki Nakano Executive
N/A Nomura Global Alpha Llc Executive
Geoff Ruddick Director
Shigeru Shinohara Director, Executive
Masashi Terachi Director, Executive
Hiroshi Terasaki Director
Tim Woolaver Director
Kiyohiro Yamana Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104