Form D · Other Technology
GAXOS.AI INC.
Roseland, NJ · CIK 0001895618
Offering snapshot reported Jan 2, 2025 · SEC filing
- Reported sold
- $4.04M Offering amount: $4.04M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 26, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 2, 2025 | Initial | $4,040,007 | No comparison | 5 | SEC filing |
| Jan 2, 2025 | Initial | $5,000,005 | No comparison | 4 | SEC filing |
| Jan 14, 2022 | Initial | $2,119,160 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $333K
- Finders' fees
- $0
- Form D file number
- 021-534032
In connection with the offering, the placement agent received a cash fee equal to 7.5%, and management fee equal to 1.0% of the offering's gross proceeds and warrants to purchase up to 101,000 shares of common stock, at $3.75 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.C. Wainwright & Co., LLC | 000000375 |
Source: Form D, filed Jan 2, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Grayson | Director |
| Adam Holzer | Director |
| Alex Kisin | Director |
| Vadim Mats | Director, Executive |
| Steven A. Shorr | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
101 Eisenhower Pkwy Suite 300
Roseland, NJ, 07068
Roseland, NJ, 07068