Form D · Hedge Fund

NEZU JAPAN FUND LTD.

Grand Cayman, E9 · CIK 0001539729

Offering snapshot reported Jan 22, 2018 · SEC filing

Reported sold
$3.33M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 2, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.67M$3.33MJan 20, 2012: $3,331,000.00Jan 20, 2012Jan 18, 2013: $3,331,000.00Jan 17, 2014: $3,331,000.00Jan 20, 2015: $3,331,000.00Jan 20, 2016: $3,331,000.00Jan 20, 2017: $3,331.00Jan 22, 2018: $3,331,000.00Jan 22, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,331 → $3,331,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2018Amendment$3,331,000$3,327,669vs Jan 20, 20171SEC filing
Jan 20, 2017Amendment$3,331-$3,327,669vs Jan 20, 20161SEC filing
Jan 20, 2016Amendment$3,331,000$0vs Jan 17, 20141SEC filing
Jan 20, 2015Amendment$3,331,000$0vs Jan 17, 20141SEC filing
Jan 17, 2014Amendment$3,331,000$0vs Jan 20, 20121SEC filing
Jan 18, 2013Amendment$3,331,000$0vs Jan 20, 20121SEC filing
Jan 20, 2012Initial$3,331,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-172186

Source: Form D, filed Jan 22, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEZU JAPAN FUND, LTD.

Investment adviser: NEZU ASIA CAPITAL MANAGEMENT LIMITED

Gross asset value
$8.03M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Jun 13, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC. LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Filing source

Form ADV 1329422 · Jun 13, 2019 · Schedule D 7.B.(1), fund 805-5351728907

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Kincaid Director
David Mann Director
Vijayabalan Murugesu Director
Nezu Asia Capital Management Limited Executive
Tom Parsons Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
State Street (Cayman) Trust Limited 45 Market St. Gardenia Court, Camana Bay
Grand Cayman, E9, KY1-1103