Form D · Pharmaceuticals
NEXTWAVE PHARMACEUTICALS Inc
Cupertino, CA · CIK 0001389718
Offering snapshot reported Jan 25, 2011 · SEC filing
- Reported sold
- $27.2M Offering amount: $45.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 10, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 25, 2011 | Initial | $27,229,417 | No comparison | 11 | SEC filing |
| Feb 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154302
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Aquilo Partners | 114909 |
Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gaurav Aggarwal | Director |
| Linda Ara | Executive |
| Sally Berry | Executive |
| Michael Burdick | Executive |
| Robert Casale | Director |
| Craig Chambliss | Executive |
| Steve Elms | Director |
| Hingge Hsu | Director |
| Frank Kung | Director |
| Anand Mehra | Director |
| Dayton Misfeldt | Director |
| Jay Shepard | Director, Executive |
| Patrick Zenner | Director |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
20450 Stevens Creek Boulevard Suite 150
Cupertino, CA, 95014
Cupertino, CA, 95014