Form D · Other Technology
NEXTIO INC
Austin, TX · CIK 0001257115
Offering snapshot reported May 3, 2013 · SEC filing
- Reported sold
- $8.86M Offering amount: $12.2M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 28, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2013 | Amendment | $8,857,205 | $0vs May 13, 2011 | 25 | SEC filing |
| May 3, 2013 | Amendment | $12,179,650 | $0vs May 18, 2012 | 24 | SEC filing |
| May 18, 2012 | Initial | $12,179,650 | No comparison | 24 | SEC filing |
| May 13, 2011 | Initial | $8,857,205 | No comparison | 25 | SEC filing |
| Jun 11, 2009 | Initial | $15,049,056 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $200K (estimated)
- Form D file number
- 021-159820
Series E Preferred Stock and Warrant, including (i) the shares of Series E Preferred Stock issuable upon exercise of the Warrant and (ii) the shares of Common Stock issuable upon conversion of the Series E Preferred Stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allied Beacon Partners, Inc. | 46227 | Allied Beacon Partners, Inc. · CRD 46227 |
Source: Form D, filed May 3, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wayne Cantwell | Director |
| Jay Chong | Director |
| Ron Eller | Director |
| Mike Heumann | Executive |
| Peter Kastner | Director |
| Rick Marz | Director |
| K.C. Murphy | Director, Executive |
| Chris Pettey | Director |
| George Ugras | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:Austin, TX, 78759