Form D · Private Equity Fund

NEXPHASE CAPITAL FUND III, LP

New York, NY · CIK 0001666784

Offering snapshot reported Mar 8, 2017 · SEC filing

Reported sold: $310M
Investors reported: 16
Minimum accepted: $0
First sale: Mar 11, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 16

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 8, 2017	Amendment	$310,375,000	No comparison	16	SEC filing
Mar 10, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-259016

The general partner reserves the right to offer a greater amount of limited partner interests; total offering amount, total amount sold and total remaining to be sold are aggregated with NexPhase Capital Fund III-A, LP and NexPhase Capital Fund III-B, LP.

Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until the final closing of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FORUM CAPITAL SECURITIES, L.L.C.	113855
MOELIS & COMPANY LLC	145115

Source: Form D, filed Mar 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEXPHASE CAPITAL FUND III, LP

Investment adviser: NEXPHASE CAPITAL, LP

Gross asset value: $115M
Beneficial owners: 22
ADV minimum commitment: $5M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC CLINTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2075375 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5729574817

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
NEXPHASE CAPITAL FUND III, LP (this fund)	Mar 8, 2017	$310,375,000	16
NEXPHASE CAPITAL FUND IV, LP	Sep 22, 2020	$319,430,000	68
NEXPHASE CAPITAL FUND V, LP	Aug 10, 2023	$650,485,000	37

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kurt Larsen	Executive, Promoter
Ted Yun	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

399 Park Avenue, 6 Th Floor
New York, NY, 10022