Form D · Private Equity Fund

Newstone Capital Partners IV-B, L.P.

Dallas, TX · CIK 0001761967

Offering snapshot reported Dec 19, 2019 · SEC filing

Reported sold: $748M
Investors reported: 6
Minimum accepted: $0
First sale: Dec 21, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 6

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2019	Amendment	$748,000,000	No comparison	6	SEC filing
Dec 20, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-328658

Includes amounts in respect of the Issuer's parallel entities. The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.

Placement agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against management fees payable to the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
PTP SECURITIES, LLC	136832

Source: Form D, filed Dec 19, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWSTONE CAPITAL PARTNERS IV-B, LP

Investment adviser: NEWSTONE CAPITAL PARTNERS, LLC

Gross asset value: $144M
Beneficial owners: 10
ADV minimum commitment: $5M

Reported in Form ADV on Sep 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP DALLAS, Texas, United States

Custodian CITIBANK, NA DALLAS, Texas, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2130041 · Sep 1, 2026 · Schedule D 7.B.(1), fund 805-7496506039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Timothy P. Costello	Executive
John C. Rocchio	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3963 Maple Avenue, Suite 100
Dallas, TX, 75219