Form D · Other Banking and Financial Services
NewStar Financial, Inc.
Boston, MA · CIK 0001373561
Offering snapshot reported Dec 18, 2014 · SEC filing
- Reported sold
- $200M Offering amount: $300M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 4, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2014 | Initial | $200,000,000 | No comparison | 3 | SEC filing |
| Dec 14, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-230436
Source: Form D, filed Dec 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles N. Bralver | Director |
| John K. Bray | Executive |
| Timothy J. Conway | Director, Executive |
| Bradley E. Cooper | Director |
| Brian L.P. Fallon | Director |
| Patrick F. Mc Auliffe | Executive |
| Daniel D. Mc Cready | Executive |
| Frank R. Noonan | Director |
| Maureen P. O'hara | Director |
| Peter A. Schmidt Fellner | Director, Executive |
| Richard E. Thornburgh | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
500 Boylston Street Suite 1250
Boston, MA, 02116
Boston, MA, 02116