Form D · Other Investment Fund
NewSpring Mezzanine Capital IV Parallel, L.P.
Radnor, PA · CIK 0001856464
Offering snapshot reported Apr 16, 2021 · SEC filing
- Reported sold
- $7.73M Offering amount: $46M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 16, 2021 | Initial | $7,725,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-396202
Source: Form D, filed Apr 16, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEWSPRING MEZZANINE CAPITAL IV, LP PARALLEL
Investment adviser: NSV II MANAGEMENT COMPANY, LLC
- Gross asset value
- $12.9M
- Beneficial owners
- 30
- ADV minimum commitment
- $75K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BAKER TILLY
PCAOB 42
Filing source
Form ADV 2075868 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5377101640
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory W. Barger | Executive |
| Michael A. Di Piano | Executive |
| Steven D. Hobman | Executive |
| Michael Kubacki | Executive |
| Marc R. Lederman | Executive |
| Brian G. Murphy | Executive |
| Llc New Spring Capital, | Promoter |
| Llc New Spring Mezzanine Capital Management Iv, | Promoter |
| Llc Nsm Iv Parallel Gp, | Executive |
| Andrew P. Panzo | Executive |
| Jonathan Schwartz | Executive |
| Anne S. Vazquez | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Radnor, PA, 19087