Form D · Hedge Fund
NewSmith Opportunities U.S. Fund Ltd
George Town, Grand Cayman, E9 · CIK 0001515029
Offering snapshot reported Apr 21, 2014 · SEC filing
- Reported sold
- $48.1M Indefinite offering
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 14, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 21, 2014 | Amendment | $48,105,087 | $0vs Apr 19, 2013 | 21 | SEC filing |
| Apr 19, 2013 | Amendment | $48,105,087 | $0vs Apr 20, 2012 | 21 | SEC filing |
| Apr 20, 2012 | Amendment | $48,105,087 | $33,725,423vs Apr 21, 2011 | 21 | SEC filing |
| Apr 21, 2011 | Initial | $14,379,664 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-158770
Source: Form D, filed Apr 21, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronald J. Carlson | Director |
| John G. Heimann | Director |
| Dominic C. La Valla | Director |
| Paul Roy | Director |
| Clifford Shaw | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, Grand Cayman, E9, KY1-1102